Ruleguard

Ruleguard is a provider of regulatory compliance software solutions for the financial services industry. The Ruleguard SaaS-delivered software platform has been designed to manage the complex and burdensome issues associated with regulatory compliance, especially when processes and procedures in place are manual and fragmented widely across multiple departments and systems.

Ruleguard has been designed to help organizations to demonstrate and evidence compliance, by using its comprehensive rules-mapping, risk and control tools, automated reporting features and dashboards. At its core, Ruleguard is a single unifying solution for compliance processes and procedures for managing ongoing compliance.

Using Ruleguard will enable organizations to show regulators and auditors how a business has complied with the rules, including providing effective governance and oversight to any firm.