Name: ComplySci
Rating: 10 (2 reviews)
Author: ComplySci

Help Desk

Web and Video Conferencing

Customer Support

Cross-Browser Testing

Functional Testing

Product Analytics

Text Editors

Version Control

Development

Student Management

Education

Business Intelligence (BI)

Business Process Management (BPM)

Collaboration

Corporate Social Responsibility (CSR)

Enterprise Feedback Management

Enterprise Search

Online Notary

Enterprise

Accounting

Hedge Fund

Travel Management

Finance and Accounting

Applicant Tracking

Corporate Learning Management

HR Management

Payroll

Talent Intelligence

Talent Management

Workforce Analytics

Workforce Management

Human Resources

Change Management

Cloud Storage

Complex Event Processing

Configuration Management

Converged Network Adapters (CNAs)

Data Center Cooling

Density-Optimized Servers

Firewall

Fraud Detection

Infrastructure Capacity Planning

Integration Platform as a Service (iPaaS)

Mainframe Monitoring

Managed DNS

Network Performance Monitoring

Privileged Access Management

Remote Desktop

SaaS Backup

Software Components

Storage as a Service (STaaS)

System Monitoring

Unified Communications Monitoring

User Virtualization

Website Hosting

Information Technology

A/B Testing

Ad Serving & Retargeting

All-in-One Marketing

Channel Management

Content Management

Data Cleansing

Digital Experience Intelligence

Email Deliverability

Email Marketing

Marketing Automation

Mobile Analytics

Social Media Management

Survey & Forms Building

Web Analytics

Marketing

Project Management

Waste Management

Professional Services

Customer Relationship Management (CRM)

Government Contracting

Sales Enablement

Sales

Intrusion Detection

Operational Technology (OT) Security

Security

Aviation

Awards Management

Direct Secure Messaging

Loan Servicing

Vertical-Specific

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### Risk Management
Users have expressed challenges with the certification management aspect of ComplySci, finding it to be somewhat tricky and not very intuitive. Additionally, the setup process for broker feeds and account oversight has been described as tedious and time-consuming. While the software helps streamline compliance tasks and ensures adherence to government regulations, users have noted that the risk management functionality may require further enhancements to improve user experience and efficiency.

### Compliance Tracking
Users unanimously praise ComplySci's compliance tracking capabilities, highlighting its efficiency in monitoring daily compliance tasks such as personal trading reviews and employee compliance questionnaires. The platform's ability to streamline processes like political contribution tracking and compliance certifications has been particularly lauded. Additionally, users appreciate the ease of tracking employee trading activities and the prompt support provided by ComplySci's team.

### Trading and Brokerage Compliance
While users appreciate ComplySci's tracking features for trade requests, certifications, and employee details, there are concerns about the system's complexity, especially in setting up pre-clearance rules for larger organizations. The platform's ability to streamline compliance tasks like personal trading reporting is acknowledged, but challenges persist in integrating with brokers and extracting required data efficiently. Users find the support team helpful in navigating new features, but there is room for improvement in enhancing the overall trading and brokerage compliance experience.

### Data Management and Integration
While some users appreciate the ease of use and tracking features offered by ComplySci's data management and integration tools, others have raised concerns about the time-consuming setup process, lack of support for certain functionalities like broker feeds, and difficulties in extracting required data. The mixed opinions suggest that there is room for improvement in enhancing the overall user experience and efficiency of data management and integration within the platform.

### Account Management
While users appreciate the ease of adding accounts and the streamlined onboarding process, there are some concerns regarding the pre-clearance options and the handling of accounts associated with retired users. These issues have prompted users to collaborate with the team to address these challenges and enhance the overall account management experience.

### Regulatory Reporting
While some users appreciate the ease of running reports and the streamlined preclearance approval process offered by ComplySci, others find challenges in data extraction and understanding the system's reporting functionalities. The mixed feedback suggests that there is room for improvement in enhancing the user experience and clarity surrounding regulatory reporting within the platform.

ComplySci serves as a valuable solution for small registered entities looking to stay compliant with government regulations. Users have commended the onboarding team for their support in setting up the system and providing ongoing assistance. The success manager actively listens to user feedback, implementing system enhancements and promptly resolving any issues that arise.

One of the notable benefits of ComplySci's platform is its ability to streamline the personal trading review process. By eliminating the need to track down paper statements from employees, the software significantly speeds up this task. Additionally, it efficiently tracks the completion of employee compliance questionnaires and ensures disclosure of any conflicts of interest.

ComplySci acts as a central repository for collecting necessary data and producing records, making it easier for users to meet ongoing compliance obligations. Users appreciate the user-friendly interface of the software, which streamlines various compliance tasks such as political contribution tracking, personal trading reporting, and compliance certifications.

Although some users have mentioned the need for upgrades, overall satisfaction with both the software and its support is evident. Many choose ComplySci as their compliance solution specifically to track all outside security transactions and ensure they are pre-approved.

Exceptional customer support: Users consistently praise ComplySci for its exceptional customer support. Many users appreciate speaking to the same person, which provides a sense of continuity and personalized assistance.

Easy to use and implement: ComplySci's user-friendly interface and seamless implementation process make it highly regarded among users. It enables easy rollout of policies, procedures, and certification management, simplifying the compliance process for organizations.

Robust reporting and certification functionality: With robust reporting capabilities and comprehensive certification management features, ComplySci allows users to efficiently track and manage employee certifications. This aspect has garnered positive feedback from multiple reviewers who value the convenience it offers in managing compliance-related tasks.

Challenging functionality to remember: Some users have found it challenging to remember all the functionality of the software, especially since they don't use it on a daily basis. They feel that with more frequent usage or better documentation, this issue could be addressed.

Difficulties in understanding preclearance and self-reporting: Several reviewers have expressed confusion in understanding the difference between preclearance and self-reporting, particularly when transitioning from a different system. Clearer explanations or additional training materials would help clarify these concepts.

Lack of training available for using the software: Users have reported frustration with the limited availability of training resources for the software. They find it difficult to learn how to use certain features effectively, such as knowing when to use Data Records versus Reports for extracting required data. Providing comprehensive training support would greatly enhance user experience and proficiency with the software.

Team (1-10 employees)

Business (10-100 employees)

Enterprise (50+ employees)

Egnyte

Personal

Team

Department

Organization

Clear Analytics

ComplySci

Governance, Risk and Compliance (GRC) Platforms are software for automating the performance and security risk management, and compliance auditing policies inherent in IT asset management.

Governance, Risk & Compliance

Likelihood to Recommend

Common repository of GRC items

Risk management

Integration with Corporate Performance Management (CPM) systems

GRC policy management

Incident management

<div>ComplySci is a leading provider of regulatory technology solutions that help compliance professionals identify, manage and report on employee conflicts of interests and compliance risk activities, including personal trading, political contributions, and other violations. </div><div><br></div><div>Founded in 2003, ComplySci is a pioneer in the development of automated compliance management solutions and is trusted today by over 1,400 customers, including some of the worlds largest financial institutions. </div>

The goal of IT governance is ultimately to ensure that the processes governing evaluation, selection, prioritization, and funding of competing IT investments are driven by the overall business

A common repository linking all GRC elements such as policies, risks, regulations, etc.) to give a 360 degree view

Risk management capabilities including alert engine to warn of trending risk exposure and risk visualizations like heat maps, dashboards, etc.

Ability  to integrate with external CPM software

Support for policy lifestyle changes including creation, approval, communication etc.

System captures risk-related incidents, including cause and result

ComplySci 2021-09-22 10:45:24

TrustRadius is a technology and business research firm based in Austin, Texas. The company is known as a review platform for verified B2B technology and software reviews through a proprietary algorithm and human verification.

TrustRadius

Management systems

Ability to post

Quick and simple

Order management

Home

Governance, Risk & Compliance Platforms

ComplySci tracks all outside security transactions for the firm. All transactions must be pre-approved

Monitor all trading activity and report transactions not approved
Provide detail reports on individual trading activity and approvals received

Monitoring other platforms if accounts are opened at other firms for the same individuals registered with the current firm.

Monitoring of outside account activity
Obtaining pre-approval for all trades.

Makes the compliance with regulatory requirements easier to obtain and maintain

ComplySci

Overview

What is ComplySci?