ComplySci for the Financial Securities Industry
October 04, 2021
ComplySci for the Financial Securities Industry
Score 9 out of 10
Vetted Review
Verified User
Overall Satisfaction with ComplySci
ComplySci tracks all outside security transactions for the firm. All transactions must be pre-approved
- Monitor all trading activity and report transactions not approved
- Provide detail reports on individual trading activity and approvals received
- Monitoring other platforms if accounts are opened at other firms for the same individuals registered with the current firm.
- Monitoring of outside account activity
- Obtaining pre-approval for all trades.
- Makes the compliance with regulatory requirements easier to obtain and maintain
Do you think ComplySci delivers good value for the price?
Yes
Are you happy with ComplySci's feature set?
Yes
Did ComplySci live up to sales and marketing promises?
Yes
Did implementation of ComplySci go as expected?
Yes
Would you buy ComplySci again?
Yes