Katipult

Katipult DealFlow is a SaaS solution aimed at streamlining deal execution and enhancing the investor experience in the financial services industry. According to the vendor, this platform caters to investment dealers, wealth management firms, banks, equity capital markets divisions, and institutional investors. It is designed for medium to large-sized companies and offers a suite of features to manage private capital deals and new issues in capital markets.

Document Markup: According to the vendor, this feature provides a centralized and automated editor that ensures a compliant and error-free workflow for compliance and syndication teams. It includes auto-formatting, version control, auto-sizing, and drag-and-drop features for efficient document editing.

Smart Forms: The vendor claims that this feature simplifies the investor experience with auto-populated documentation and built-in smart logic. It allows for the merging of required information into subscription documents and provides a guided workflow for signatures and initials, tailored to each investor. Real-time documentation checks are said to reduce potential errors.

Online Deal Marketplace: The platform offers a centralized marketplace to showcase all private placements, increasing accessibility and awareness among stakeholders. Investment advisors can reportedly create engaging deal pages for due diligence purposes, while maintaining control over access permissions.

Deal Rooms: According to the vendor, this feature provides centralized deal rooms for each private placement, offering easy access to relevant documents and information. It enhances collaboration and communication between stakeholders and allows for real-time tracking of investor activity and progress.

Bulk Send Distribution: The platform includes a highly efficient distribution tool for investment advisors to send subscription documents to investors for signature. It reportedly allows for order allocations and automatically populates subscription documents for every investor, ensuring a guided and compliant workflow.

Electronic Subscription Documents: The vendor states that this feature enables digital distribution and seamless execution of subscription documents. Investors can access auto-populated subscription documents via email and simply apply signatures and initials where required, eliminating the need for physical paperwork.

Support for Multiple Investment Vehicles: The platform claims to have the ability to support various investment vehicles, including individual, joint, trust, and corporate accounts. It aims to offer flexibility to accommodate different investor types and preferences, with a streamlined account setup process.

Prospectus Distribution: According to the vendor, this feature allows for the sending and tracking of readership of preliminary and final prospectuses to selected investors. Configurable business rules are said to prevent allocations before documents are opened and read. A dashboard provides visibility into the open and read status of prospectuses.

Intelligent Allocation Management: The platform offers powerful dashboards reflecting key deal activities and metrics for informed decision-making on pricing and allocation allotments. The vendor claims that these dashboards can be configured for compliance, ECM, syndication, and client issuers, providing a holistic view of each capital raise. Real-time updates and visibility into the progress of each deal are emphasized.

Deal Visibility: The platform includes real-time dashboards that illustrate investors' progress through the deal workflow. Icons and flags indicate the status of each participant, eliminating the need for manual follow-ups. Enhanced visibility is said to enable ECM teams to prioritize engagement with investors.